Transaction Experience

The senior professionals of SeaCap possess decades of experience operating and providing strategic advisory and investment banking services to investment management firms.

Selected completed assignments of our senior professionals (while with Seacap Partners and predecessor firms):

• Completed valuation for a $1.5bn wealth management firm
• Provided strategic evaluation services to a $1bn fixed income management firm
• Completed client segmentation analysis for a $1bn wealth management firm
• Identified strategic partner for a $15bn institutional asset management firm
• Acquisition of O’Shaughnessy Asset Management, a $15bn asset management firm acquired when AUM levels were approximately $400mm
• Acquisition of Engemann Asset Management firm, a $16bn asset management firm acquired when AUM levels were $6.4bn
• Acquisition of Seneca Capital Management, a $12bn asset management firm acquired when AUM levels were $3bn
• Acquisition of Kavne Anderson Rudnick, a $8.6bn wealth management firm acquired when AUM levels were $6bn
• Advised Northwestern Trust and Investment Advisory Co., a $800 million high net worth/trust advisory firm on its sale to Bank of Montreal
• Advised Sage Advisory, a $7 billion fixed income management firm, on its management buyout of Convergent Capital Management's intrest in Sage Advisory
• Advised Cheswick Investment Company, a $400 million wealth management firm, on its sale to Wright Investors
• Advised Church Capital Management, a wealth management firm, on its sale to FNB Corporation
• Advised Dalton, Griener on its sale to Boston Private Financial Holdings
• Advised Optimum Investment Company, a $700 million wealth management firm, on its sale to Wealth Trust
• Advised Walnut Asset Management, a $700 million wealth management firm based in Philadelphia, on its sale to Phoenix Investment Partners
• Advised Berkeley Capital Management, an institutional asset management firm, on its sale to Lovell Minnick Partners